Transition To RIA Podcast

Q123 - What Additional Responsibilities Come With Your Own RIA?

So, you want to start an RIA?

You want the better economics that come with it?

The...

Q122 - Is The Payout In The RIA Model Really 100%?

Advocates of the RIA model will often passionately proclaim “THE PAYOUT IN THE RIA MODEL IS 100%!!!”

With such generous economics,...

Q121 - Do I Have To Drop My Series 7 If I Go RIA?

You studied for months to take the Series 7.

You anxiously sat through the multi-hour test. Perhaps...

Q120 - Are There Platform Fees In The RIA Model?

“Platform fees” in our industry are the “resort fees” of the hotel industry.

Just as a hotel room rate can be distorted by...

Q119 - How To Make Up For Lost Deferred Comp When Transitioning To The RIA Model?

If you are an advisor at a firm that utilizes deferred compensation as part of the comp plan, ask yourself why your firm is doing that.